E Q I Consultancy

EQI Consultancy Ltd is a trusted partner for financial services firms seeking comprehensive compliance support and guidance. Founded in 2002, we have empowered over 1,000 Mortgage & General Insurance Advisers, Financial Planners, Networks and Lenders to navigate complex compliance regulations with confidence.

Our Approach

We take a hands-on approach, partnering with your firm to tailor our guidance and support. We begin with a comprehensive assessment of your current compliance posture, identifying potential risks and opportunities for improvement. Our experienced team works alongside you to implement robust compliance frameworks, covering all aspects of your business.

Our Expertise

Our team comprises talented individuals with deep understanding of regulatory compliance frameworks, including:

• Financial Conduct Authority (FCA) regulations
• Financial Ombudsman Service (FOS) complaints handling
• Product governance & testing
• Data security and financial crime prevention
• Consumer protection and fair treatment principles

Our Services

We offer three comprehensive service levels designed to meet your unique needs:

Eqi Core: Comprehensive ongoing compliance support with regular audits, file reviews, personalized compliance procedures, and tailored guidance.

Eqi Lite: Ideal for smaller firms, offering annual compliance health checks, two file reviews, regular newsletters, and helpdesk support.

Eqi Bespoke: Bespoke support package designed to address your specific compliance challenges and requirements.

Working with EQI

We value open communication and collaboration. Our dedicated team will be available to meet with you regularly, ensuring clear understanding of your business operations and compliance needs. We believe in empowering you to take ownership of your compliance journey, while providing the support and guidance you need to navigate the complexities of regulatory compliance.